The Vertical Group

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Red Bank, New Jersey
CRD number
104353
Registered since
March 19, 2001

Firm profile

FINTRX

Overview

The Vertical Group is organized as a limited liability company with both a domestic-entity and an individual ownership structure. Directory data classifies the firm as "Unclassified" and provides only a few operational flags: it is not identified as a capital allocator, is not flagged as an active ESG investor, and is not marked as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. Publicly available entries do not disclose the firm's client segments, fee model, or the specifics of its advisory and investment activities, so its service mix and portfolio positioning are not described in the record.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Robert Schaffer

    Robert Schaffer

    CEOCRD 2743384

Contacts

3 of 12
  • Thomas Martin

    Managing DirectorCRD 2363939

  • Kenneth Muller

    Equity TraderCRD 2862948

  • Peter Rosten

    Sales TraderCRD 2973115

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Red Bank, NJ

Monmouth

Location

Red Bank, NJ

Headquartered in Red Bank, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Monmouth
Address
130 Maple Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth