The Vertical Group

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Red Bank, New Jersey
CRD number
104353
Registered since
March 19, 2001

Firm profile

FINTRX

Overview

The Vertical Group is organized as a limited liability company and has been registered with the SEC since 2001. Ownership is reported as a mix of a domestic entity and one or more individuals. FINTRX classifies the firm as "Unclassified" and records indicate it does not act as a capital allocator and is not identified as an active ESG investor. Public disclosures in the dataset are sparse: the firm’s specific advisory activities, client segments, and fee arrangements are not listed.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Robert Schaffer

    Robert Schaffer

    CEOCRD 2743384

Contacts

3 of 13
  • Abdulkerim Karaoglu

    Sales TraderCRD 4875077

  • Thomas Martin

    Managing DirectorCRD 2363939

  • Larry Levy

    Sales TraderCRD 308288

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Red Bank, NJ

Monmouth

Location

Red Bank, NJ

Headquartered in Red Bank, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Monmouth
Address
130 Maple Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth