NCG Securities LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Red Bank, New Jersey
CRD number
160481
Registered since
May 2, 2013

Firm profile

FINTRX

Overview

NCG Securities LLC is organized as a limited liability company and has been SEC-registered since 2013. The firm is listed with an owner type described as a domestic entity and individual ownership; its regulatory classification is recorded as unclassified. The publicly provided snapshot does not list business activities, advisory specialties, or client segments. The firm indicates it does not act as a capital allocator and does not identify as an active ESG investor. It is not reported as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. Beyond those registry-level attributes, the firm has not supplied descriptive information about its investment approach or service offerings.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 8
  • Michelle Bennett

    Michelle Bennett

    Executive Vice PresidentCRD 4456604

  • Jocelyn Degroote

    Jocelyn Degroote

    Senior Vice PresidentCRD 5054086

  • Barbara Lancia

    Barbara Lancia

    Senior Vice President, OperationsCRD 5977104

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Red Bank, NJ

Monmouth

Location

Red Bank, NJ

Headquartered in Red Bank, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Monmouth
Address
12 Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth