Hennion & Walsh, Inc.

Broker-DealerFINRA MemberEst. 1989
Total AUM
—
Advisory reps
123
Avg account
$0

Firm details

Headquarters
Parsippany, New Jersey
CRD number
25766
Registered since
December 28, 1989

Firm profile

FINTRX

Overview

Hennion & Walsh, Inc. is organized as a corporation and is registered with the SEC; the firm’s SEC registration dates to 1989. FINTRX classifies ownership as individual and lists the firm as unclassified for its investment/adviser type. The snapshot indicates Hennion & Walsh does not operate as a capital allocator, is not designated an active ESG investor, and is not identified as a multi-state adviser, newly formed adviser, pension consultant or related adviser. The FINTRX entry does not include details on the firm’s client mix, fee schedule, specific advisory services or stated investment preferences. Likewise, there are no entries for activities, affiliations or industry awards in the available snapshot.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Matthew Wolcott

    Matthew Wolcott

    Chief Operating OfficerCRD 4233708

  • Kevin Mahn

    Kevin Mahn

    President and Chief Investment OfficerCRD 2519398

  • Phillip Fitzsimmons

    Phillip Fitzsimmons

    Chief Compliance OfficerCRD 1625889

Unlock 1 more executives →

Contacts

3 of 119
  • Henry Szawlowski

    Henry Szawlowski

    TraineeCRD 5680173

  • Stephanie Roche

    Financial AdvisorCRD 5680360

  • Frank Brady Jr

    Frank Brady Jr

    OwnerCRD 5692946

Unlock 116 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Parsippany, NJ

Morris

Location

Parsippany, NJ

Headquartered in Parsippany, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Morris
Address
2001 46 Waterview Plz
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth