Adelphi Stock Brokers

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Sands Point, New York
CRD number
309048
Registered since
October 13, 2021

Firm profile

FINTRX

Overview

Adelphi Stock Brokers is organized as a corporation and appears in public filings with an SEC registration year of 2021. Ownership is reported as individual-owned and the firm is classed as “Unclassified” in the dataset, reflecting a limited public profile and minimal descriptive categorization in available filings. The firm does not identify itself as a capital allocator, is not flagged as an active ESG investor, and does not list multi-state advisory status or pension consulting activities. Disclosure about core business lines, advisory activities, client segments, fee structure, and manager allocation preferences is absent from the provided material. That lack of operational detail makes it difficult to ascribe a clear market positioning (for example, independent RIA versus broker-dealer intermediary) from public data alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Donald Pollard

    Donald Pollard

    CEO and CCOCRD 2181631

  • Victor Samuel

    Victor Samuel

    Founder and CEOCRD 2823668

Contacts

3 of 6
  • Kenneth George

    Kenneth George

    FinOpCRD 2643369

  • Daniel Beaton

    Daniel Beaton

    FinOpCRD 4240769

  • James Oates

    James Oates

    ConsultantCRD 1193394

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Sands Point, NY

Nassau

Location

Sands Point, NY

Headquartered in Sands Point, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
40 Cornwall Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth