RIAs: Under $100M AUM

12,960 RIAs in the Under $100M AUM range, ranked by reported regulatory assets.

Planpath Financial

Marquette, MI

AUM $1.3MTEAM 2REPS 1

Rubicon Financial Network

Tempe, AZ

AUM $1.3MTEAM 1REPS 2

Duvall Wealth Management LLC

AUM $1.3MTEAM 1REPS 1

Pinnacle Capital Management

AUM $1.3MTEAM 1REPS 1

DFS Capital Management

AUM $1.3MTEAM 1REPS 1

Episteme Advisors

AUM $1.3MTEAM 1REPS 1

Barbco Financial

Columbia, SC

AUM $1.3MTEAM 1REPS 1

Portia Investment Advsors Ltd

London

AUM $1.3MTEAM 1REPS 1

Foundry Wealth Group

Minneapolis, MN

AUM $1.3MTEAM 1REPS 1

Alpha-Tech Investments, LLC

Houston, TX

AUM $1.3MTEAM 1REPS 1

The Prudent Planner, LLC

Salt Lake City , UT

AUM $1.3MTEAM 1REPS 1

Aces Advisors

New York, NY

AUM $1.3MTEAM 1REPS 1

Armadale Asset Management LLC

Mineola, NY

AUM $1.2MTEAM 1REPS 1

SML Advisory

AUM $1.2MTEAM 1REPS 1

Hunt Wealth

AUM $1.2MTEAM 1REPS 1

Sarkor Financial Advisors

AUM $1.2MTEAM 1REPS 1

AD Deum Funds, LLC

AUM $1.2MTEAM 2REPS 2

ACM Macro LLC

AUM $1.2MTEAM 1REPS 1

Artistic Wealth

AUM $1.2MTEAM 1REPS 1

Yeti Wealth Management Group, LLC

Greenwood Village, CO

AUM $1.2MTEAM 1REPS 1

Circuit Wealth LLC

Burlingame, CA

AUM $1.2MTEAM 1REPS 1

Latham Financial LLC

AUM $1.2MTEAM 1REPS 1

Overwatch Management

Chandler, AZ

AUM $1.2MTEAM 2REPS 1

7 Summits Investment Management, LLC

Santa Ana, CA

AUM $1.2MTEAM 2REPS 2

Other AUM ranges

$100M – $500MReported AUM7,677 FIRMS $500M – $1BReported AUM2,399 FIRMS $1B – $5BReported AUM3,232 FIRMS Over $5BReported AUM2,035 FIRMS

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