Arrow Investment MgmT.

RIASEC Registered
Total AUM
$1.1M
Discretionary
$1.1M
100% of AUM
Avg account
$125K
Accounts
9
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
138928
Custodians
E*TRADE SECURITIES LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Arrow Investment MgmT. operates as a sole proprietorship focused on portfolio management for individuals and small businesses. The firm charges fees as a percentage of assets under management and also offers hourly advisory work, which suggests a mix of ongoing portfolio relationships and project-based engagements. Its reported activity shows a clear preference for liquid, exchange-traded equity exposure as the primary allocation tool, with equities representing the majority of managed assets. The firm is structured as an individual-owned adviser and is not registered as a multi-state adviser, pension consultant, or capital allocator. ESG is not identified as an active investment driver. The operating footprint and asset scale point to a compact advisory practice that emphasizes straightforward equity-based portfolios and hands-on account-level management rather than broad institutional product deployment.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 64%, Public Funds/Mutual Funds 25%, Cash & Cash Equivalents 11%64%
  • Exchange Traded Equities64%
  • Public Funds/Mutual Funds25%
  • Cash & Cash Equivalents11%

Contacts

1 of 1
  • David Schachter

    David Schachter

    Business AnalystCRD 2938421

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth