Rockford Asset Management LLC
RIASEC Registered
Total AUM
$1.1M
Discretionary
$1.1M
100% of AUM
Avg account
$226K
Accounts
5
Employees
1
Advisory reps
3
Firm details
- Headquarters
- ,
- CRD number
- 123566
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Rockford Asset Management LLC is a small, independent registered investment adviser organized as an LLC that serves individual and family clients. The firm operates on a percentage-of-assets fee model and provides financial planning and discretionary portfolio management for individuals, small businesses, and other business or institutional clients. It does not position itself as an ESG-focused allocator and is not documented as a multi-state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities100%
Contacts
3 of 3Michael Johhnson
MemberCRD 4609211
Mary Johnson
MemberCRD 4609209
Douglas Johnson
PresidentCRD 4609206
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations