AURORA FINANCIAL PLANNING & INVESTMENT MANAGEMENT LLC

RIASEC Registered
Total AUM
$1.1M
Discretionary
$1.1M
100% of AUM
Avg account
$185K
Accounts
6
Employees
1
Advisory reps
1

Firm details

Headquarters
Scottsdale, Arizona
CRD number
291658
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Aurora Financial Planning & Investment Management LLC is a limited liability company that specializes in providing financial planning services and portfolio management for individuals and small businesses. The firm engages in educational seminars and workshops, aiming to enhance clients' understanding of financial matters. While it does not actively pursue ESG investments, Aurora focuses on traditional investment strategies and has established a client base that benefits from personalized financial advice.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Cash & Cash Equivalents 10%90%
  • Exchange Traded Equities90%
  • Cash & Cash Equivalents10%

Contacts

1 of 1
  • KATHLEEN OWENS

    Financial AdvisorCRD 6145811

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Scottsdale, AZ

MARICOPA

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
5635 N Scottsdale Rd
Time zone
MT (UTC-7)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth