PB WEALTH, LLC

RIASEC Registered
Total AUM
$1.1M
Discretionary
$1.1M
100% of AUM
Avg account
$362K
Accounts
3
Employees
1
Advisory reps
1

Firm details

Headquarters
Charlotte, North Carolina
CRD number
336597
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

PB Wealth, LLC is a small, independently owned registered investment adviser serving primarily individual and family clients. The firm operates as an LLC and offers fee arrangements that include a percentage of assets under management, hourly billing, and fixed fees. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. PB Wealth is not positioned as a capital allocator or pension consultant, does not identify as an active ESG investor, and is not listed as a multi-state or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, Non-Exchange Traded Equities 8%92%
  • Exchange Traded Equities92%
  • Non-Exchange Traded Equities8%

Contacts

1 of 1
  • Matthew Filepp

    OwnerCRD 6054546

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
15720 Brixham Hill Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth