Legacy Wealth Management

RIAState Registered

Total AUM

$818K

Discretionary

$818K

100% of AUM

Avg account

$90.9K

Accounts

Employees

Advisory reps

Firm details

Headquarters: Charlotte, North Carolina
CRD number: 329837
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: Individuals61.91%
Charitable Organizations38.09%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Legacy Wealth Management is an independent, individual-owned advisory firm registered in North Carolina that serves both individual and family clients as well as institutional relationships. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, pension consulting services and client education through seminars and workshops. The firm also operates as an insurance broker and maintains an affiliation with an insurance company. Fee arrangements are flexible and include percentage-of-AUM billing, hourly and fixed fees, and commission-based revenue.