Third Day Capital, Inc.

RIASEC Registered
Total AUM
$579K
Discretionary
$579K
100% of AUM
Avg account
$116K
Accounts
5
Employees
1
Advisory reps
2

Firm details

Headquarters
Charlotte, North Carolina
CRD number
148686
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Third Day Capital, Inc. is a small, privately owned corporate RIA that operates as a non-independent retail adviser serving individual and family clients. The firm provides portfolio management for individuals and small businesses and charges fees based on a percentage of assets under management. It also functions as an insurance broker and sells other financial products, indicating a distribution of client solutions that can include insurance-based vehicles in addition to conventional advisory accounts. The adviser is not positioned as a capital allocator, does not emphasize ESG investing, and is not registered as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 90%, Exchange Traded Equities 10%90%
  • Cash & Cash Equivalents90%
  • Exchange Traded Equities10%

Contacts

2 of 2
  • William Woolard

    PresidentCRD 2166461

  • Margaret Woolard

    Vice PresidentCRD 5761239

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
520 Mc Ninch St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth