Smith & Associates Financial Services, LLC
Firm details
- Headquarters
- ,
- CRD number
- 331842
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Smith & Associates Financial Services, LLC is an independently owned, LLC-structured adviser that operates with a hedge-fund orientation while serving individual and family clients. The firm charges fees as a percentage of assets under management and lists its primary business function as provision of other financial products in addition to advisory services. Its advisory scope includes discretionary portfolio management for individuals and small businesses and management of pooled investment vehicles, where the firm also acts in sponsor/GP or managing-member capacities. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Exchange Traded Equities80%
- Exchange Traded Equities10%
- Cash & Cash Equivalents10%
Contacts
1 of 1Kelly Smith
Managing MemberCRD 1961966
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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