RIAs: $1B – $5B AUM

3,235 RIAs in the $1B – $5B AUM range, ranked by reported regulatory assets.

MERK INVESTMENTS LLC

RIA

PALO ALTO, CA

AUM $3.7BTEAM 7REPS 4

FALFURRIAS MANAGEMENT PARTNERS LP

RIA

Charlotte, NC

AUM $3.7BTEAM 55REPS 3

POPULAR ASSET MANAGEMENT

RIA

SAN JUAN, PR

AUM $3.7BTEAM 15REPS 18

ONCAP MANAGEMENT PARTNERS L.P.

RIA

TORONTO

AUM $3.7BTEAM 174REPS 5

WEALTH MANAGEMENT

RIA

NORFOLK, NE

AUM $3.7BTEAM 61REPS 47

ANCHORAGE CAPITAL GROUP, L.L.C.

RIA

New York, NY

AUM $3.7BTEAM 93REPS 8

RESOURCE CAPITAL INVESTMENT CORPORATION

RIA

CARLSBAD, CA

AUM $3.7BTEAM 4REPS 4

SOUTHEASTERN ASSET MANAGEMENT INC.

RIA

MEMPHIS, TN

AUM $3.7BTEAM 29REPS 4

MIDOCEAN US ADVISOR, L.P.

RIA

New York, NY

AUM $3.7BTEAM 40REPS 3

57 STARS LLC

RIA

ARLINGTON, VA

AUM $3.7BTEAM 24REPS 6

GREENVALE CAPITAL LP

RIA

AUM $3.7BTEAM 1REPS 2

MERIT ENERGY COMPANY

RIA

DALLAS, TX

AUM $3.7BTEAM 782REPS 5

THE WELCH GROUP, LLC

RIA

MOUNTAIN BRK, AL

AUM $3.7BTEAM 28REPS 30

STEVENS CAPITAL MANAGEMENT LP

RIA

RADNOR, PA

AUM $3.7BTEAM 65REPS 4

THURSTON SPRINGER ADVISORS

RIA

INDIANAPOLIS, IN

AUM $3.7BTEAM 93REPS 103

FOURTH SAIL CAPITAL US LP

RIA

BOCA RATON, FL

AUM $3.7BTEAM 3REPS 2

FROST INVESTMENT SERVICES

RIA

SAN ANTONIO, TX

AUM $3.7BTEAM 177REPS 172

STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

RIA

Scottsdale, AZ

AUM $3.7BTEAM 30REPS 19

LUMINT CORPORATION

RIA

BOSTON, MA

AUM $3.7BTEAM 14REPS 4

SOLEUS CAPITAL MANAGEMENT, L.P.

RIA

GREENWICH, CT

AUM $3.7BTEAM 23REPS 6

TGM ASSOCIATES L.P.

RIA

New York, NY

AUM $3.7BTEAM 35REPS 6

CALEDONIA US, LP

RIA

New York, NY

AUM $3.7BTEAM 30REPS 6

BOUSSARD & GAVAUDAN INVESTMENT MANAGEMENT LLP

RIA

LONDON

AUM $3.6BTEAM 11REPS 9

VICTORY PARK CAPITAL

RIA

CHICAGO, IL

AUM $3.6BTEAM 60REPS 6

Other AUM ranges

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