RIAs: $1B – $5B AUM

3,232 RIAs in the $1B – $5B AUM range, ranked by reported regulatory assets.

BOK Financial Private Wealth, Inc.

RIA

Denver, CO

AUM $3.7BTEAM 37REPS 32

Proterra Investment Partners LP

RIA

Minneapolis, MN

AUM $3.7BTEAM 61REPS 8

Merk Investments LLC

RIA

Palo Alto, CA

AUM $3.7BTEAM 7REPS 4

Falfurrias Management Partners LP

RIA

Charlotte, NC

AUM $3.7BTEAM 55REPS 3

Popular Asset Management

RIA

San Juan, PR

AUM $3.7BTEAM 15REPS 18

Oncap Management Partners L.P.

RIA

Toronto

AUM $3.7BTEAM 174REPS 5

Wealth Management

RIA

Norfolk, NE

AUM $3.7BTEAM 61REPS 47

Anchorage Capital Group, L.L.C.

RIA

New York, NY

AUM $3.7BTEAM 93REPS 8

Resource Capital Investment Corporation

RIA

Carlsbad, CA

AUM $3.7BTEAM 4REPS 3

Southeastern Asset Management Inc.

RIA

Memphis, TN

AUM $3.7BTEAM 29REPS 4

Midocean US Advisor, L.P.

RIA

New York, NY

AUM $3.7BTEAM 40REPS 3

Eulav Asset Management

RIA

Sarasota, FL

AUM $3.7BTEAM 12REPS 7

57 Stars LLC

RIA

Arlington, VA

AUM $3.7BTEAM 24REPS 6

Greenvale Capital LP

RIA

AUM $3.7BTEAM 1REPS 2

Merit Energy Company

RIA

Dallas, TX

AUM $3.7BTEAM 782REPS 5

The Welch Group, LLC

RIA

Mountain Brk, AL

AUM $3.7BTEAM 28REPS 30

Stevens Capital Management LP

RIA

Radnor, PA

AUM $3.7BTEAM 65REPS 4

Thurston Springer Advisors

RIA

Indianapolis, IN

AUM $3.7BTEAM 93REPS 105

Fourth Sail Capital US LP

RIA

Boca Raton, FL

AUM $3.7BTEAM 3REPS 2

Frost Investment Services

RIA

San Antonio, TX

AUM $3.7BTEAM 177REPS 167

Stoker Ostler, A Part Of Bmo Financial Group

RIA

Scottsdale, AZ

AUM $3.7BTEAM 30REPS 20

Lumint Corporation

RIA

Boston, MA

AUM $3.7BTEAM 14REPS 4

Soleus Capital Management, L.P.

RIA

Greenwich, CT

AUM $3.7BTEAM 23REPS 6

TGM Associates L.P.

RIA

New York, NY

AUM $3.7BTEAM 35REPS 6

Other AUM ranges

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