The Welch Group, LLC
Firm details
- Headquarters
- Mountain Brk, Alabama
- CRD number
- 111273
- Registered since
- February 2, 1999
- Website
- welchgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI91.06%
- Individuals7.91%
- Charitable Organizations0.74%
- Pension & Profit Sharing Plans0.3%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
The Welch Group, LLC is an independent, SEC-registered registered investment adviser that has been operating since 1999. The firm describes itself as a capital allocator serving both individual and family clients as well as institutional and business clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and the selection of other advisers. Compensation models include percentage-of-AUM fees alongside hourly and fixed-fee arrangements. The firm is not an active ESG investor. The Welch Group has been recognized in industry publications, including listings in FA Magazine (2020), Citywire (2020), and multiple Forbes RIA rankings (2022, 2023, 2024).
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities68%
- Public Funds/Mutual Funds22%
- Cash & Cash Equivalents8%
- US Government Bonds1%
- Other1%
Owners & executives
3 of 3
Charles Smith
Member, Chief Investment OfficerCRD 4452304
Brent Gillis
Chief Operating OfficerCRD 7446647
Charles Weyandt
Managing Member And Chief Compliance OfficerCRD 4405547
Contacts
3 of 27
Rebecca Mcintyre
Associate AdvisorCRD 7256732
Stewart Welch
FounderCRD 808380
James McCown
Associate AdvisorCRD 7980033
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 73Active vs passive
$107M in ETFs
74%
$78.9M
24%
$28.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND (PYLD) | PIMCO | Active | Multisector Bond | $24.2M | 913,614 | 22.61% |
Location
Mountain Brk, AL
Jefferson
Location
Mountain Brk, AL
Headquartered in Mountain Brk, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.
- Metro area
- Birmingham-Hoover-Talladega, AL
- Region
- South
- County
- Jefferson
- Address
- 3940 Montclair Rd
- Time zone
- CT (UTC-6)
- Office locations
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