RESOURCE CAPITAL INVESTMENT CORPORATION

RIASEC RegisteredEst. 2013
Total AUM
$3.7B
Discretionary
$2.9B
79% of AUM
Avg account
$106M
Accounts
35
Employees
4
Advisory reps
3

Firm details

Headquarters
CARLSBAD, California
CRD number
166722
Registered since
June 4, 2013
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Resource Capital Investment Corporation is a pooled-vehicle manager and fund sponsor focused on institutional clients. The firm has been SEC-registered since 2013 and operates primarily as a hedge fund and alternative fund provider, running and advising pooled investment vehicles rather than acting as a traditional wealth manager. Its business model combines portfolio management for pooled vehicles with roles across the product lifecycle: sponsor, general partner/manager, and related broker-dealer or trading/commodity activity in some cases. Resource Capital charges both a percentage-of-AUM fee and performance-based fees, and it identifies as an active ESG investor, incorporating environmental, social or governance factors into its investment process where relevant. The firm’s footprint centers on alternative strategies and pooled fund structures rather than retail advisory mandates. That focus shows up in the concentration of assets into a relatively small number of institutional relationships and in its emphasis on third-party external managers and direct management of hedge funds and other pooled vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • THOMAS ULRICH

    Managing PartnerCRD 3071768

  • VARINDER BHATHAL

    Managing PartnerCRD 7091442

  • ROBERT VILLAFLOR

    Associate Managing DirectorCRD 2202057

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CARLSBAD, CA

SAN DIEGO

Location

CARLSBAD, CA

Headquartered in CARLSBAD, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
1910 Palomar Point Way
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth