Financial Focus LLC

RIASEC RegisteredEst. 2018

Total AUM

$800M

Discretionary

$800M

100% of AUM

Avg account

$612K

Accounts

1,308

Employees

Advisory reps

Firm details

Headquarters: Carlsbad, California
CRD number: 282177
Registered since: February 8, 2018
Website: www.financialfocusllc.com
Custodians: CHARLES SCHWAB & CO., INC., ASSETMARK TRUST CO.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI63.25%
Charitable Organizations31.75%
Individuals4.63%
Pension & Profit Sharing Plans0.38%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Financial Focus LLC is an independent registered investment adviser organized as a limited liability company and SEC-registered since 2018. The firm advises both individual and family clients as well as institutional clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting among its advisory services. Compensation models include percentage-of-assets fees plus hourly and fixed-fee arrangements, and the firm does not present itself as a capital allocator. The firm is not identified as an active ESG investor.