FROST INVESTMENT SERVICES

RIASEC RegisteredEst. 2017

Total AUM

$3.7B

Discretionary

$3.7B

100% of AUM

Avg account

$1M

Accounts

3,656

Employees

177

Advisory reps

174

Firm details

Headquarters: SAN ANTONIO, Texas
CRD number: 286129
Registered since: January 3, 2017
Website: frostinv.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM
Client types: Corporations / Businesses41.64%
HNWI37.12%
Individuals21.18%
Charitable Organizations0.05%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Frost Investment Services is an SEC-registered advisory firm operating as a limited liability company that manages portfolios for individuals, families and institutions. The firm runs a fee model based on a percentage of assets under management and delivers core services that include financial planning and discretionary portfolio management for both personal and small-business clients as well as institutional mandates. Frost Investment Services positions itself as an active ESG investor and integrates ESG considerations into manager selection and fund choices. Investment activity centers on public funds and mutual funds as the primary building blocks of client portfolios, with discretionary management across accounts. The firm uses third‑party managers for alternative exposure, particularly hedge funds, rather than acting as a direct capital allocator. Frost maintains relationships with broker-dealers, other investment advisers, banks/thrift institutions and insurance companies to support distribution, custody and product access.