MOZAIC, LLC

RIASEC RegisteredEst. 2008

Total AUM

$3.6B

Discretionary

0% of AUM

Avg account

$39.2M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Beverly Hills, California
CRD number: 145777
Registered since: March 18, 2008
Website: www.mozaic-llc.com
Custodians: J.P. MORGAN SECURITIES INC., FIDUCIARY TRUST COMPANY, INTERNATIONAL
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI92.41%
Charitable Organizations7.59%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Mozaic, LLC is an SEC-registered independent registered investment adviser formed as an LLC in 2008 and owned by an individual. The firm serves both high-net-worth individuals and family clients as well as institutional relationships, providing financial planning and portfolio management for individuals, small businesses, and institutions. Mozaic also performs selection-of-other-advisers work, indicating it facilitates third-party manager decisions on behalf of clients. Fee arrangements are flexible: the firm charges assets-under-management fees as well as hourly and fixed fees. It identifies itself as a capital allocator, and it does not characterize itself as an active ESG investor, a pension consultant, a multi-state adviser, or a related adviser.