Gobi Capital LLC

RIASEC RegisteredEst. 2016
Total AUM
$2.7B
Discretionary
$2.7B
100% of AUM
Avg account
$336M
Accounts
8
Employees
4
Advisory reps
2

Firm details

Headquarters
Beverly Hills, California
CRD number
151427
Registered since
July 5, 2016
Custodians
THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles88.81%
  • Corporations / Businesses11.19%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Gobi Capital LLC is an SEC-registered, individual-owned limited liability company formed in 2016 that operates as a hedge fund manager focused on institutional clients. The firm serves as a commodity pool operator/commodity trading advisor and provides portfolio management for pooled investment vehicles rather than acting as a broad capital allocator. Its compensation combines a percentage-of-AUM component with performance-based fees. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Contacts

2 of 2
  • Bo Shan

    Managing MemberCRD 5321003

  • Steven Chen

    Steven Chen

    PartnerCRD 6631463

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Beverly Hills, CA

Los Angeles

Location

Beverly Hills, CA

Headquartered in Beverly Hills, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
8820 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth