Joel R. Mogy Investment Counsel Inc.
Firm details
- Headquarters
- Beverly Hills, California
- CRD number
- 111622
- Registered since
- October 1, 1980
- Website
- www.mogy.com
- Custodians
- CHARLES SCHWAB & CO., INC., CITIBANK, N.A., CITI PRIVATE BANK
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI95.95%
- Charitable Organizations2.6%
- Pension & Profit Sharing Plans0.84%
- Individuals0.58%
- Corporations / Businesses0.02%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Joel R. Mogy Investment Counsel Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 1980. The firm provides portfolio management services to both individual/family clients and institutional/business clients and charges a mix of percentage-of-AUM, fixed, and other fees. Its stated advisory activities emphasize discretionary portfolio management for individuals and small businesses as well as for businesses or institutions. The firm reports a preference for equity allocations across client portfolios.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities81%
- Cash & Cash Equivalents16%
- US Government Bonds1%
- State & Local Bonds1%
- Public Funds/Mutual Funds1%
Owners & executives
1 of 1Kelly Mccarrell
Chief Administrative OfficerCRD 4769855
Contacts
3 of 4
Joel Mogy
PresidentCRD 4393052
Daniel Inlender
Vice PresidentCRD 7363498
Bradford Stelzer
Vice PresidentCRD 7363500
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 51Active vs passive
$38.5M in ETFs
88%
$33.9M
1%
$4.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $7.8M | 10,184 | 20.27% |
Location
Beverly Hills, CA
Los Angeles
Location
Beverly Hills, CA
Headquartered in Beverly Hills, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 315 S Beverly Dr
- Time zone
- PT (UTC-8)
- Office locations
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