RIAs: $1B – $5B AUM

3,235 RIAs in the $1B – $5B AUM range, ranked by reported regulatory assets.

TUTTLE CAPITAL MANAGEMENT, LLC

RIA

AUM $3.9BTEAM 14REPS 6

GUIDESTONE INVESTMENT SERVICES

RIA

DALLAS, TX

AUM $3.9BTEAM 28REPS 10

CLINTON INVESTMENT MANAGEMENT, LLC

RIA

STAMFORD, CT

AUM $3.9BTEAM 14REPS 12

IMA ADVISORY SERVICES, INC.

RIA

DENVER, CO

AUM $3.9BTEAM 50REPS 44

JOHNSON STERLING, INC.

RIA

Birmingham, AL

AUM $3.9BTEAM 10REPS 6

ANCORA PRIVATE WEALTH ADVISORS, LLC

RIA

CLEVELAND, OH

AUM $3.9BTEAM 53REPS 18

SHAOLIN CAPITAL MANAGEMENT LLC

RIA

MIAMI, FL

AUM $3.9BTEAM 14REPS 3

S.B. VALUE PARTNERS, L.P.

RIA

SAN ANTONIO, TX

AUM $3.9BTEAM 13REPS 8

TWO WEST CAPITAL ADVISORS LLC

RIA

OVERLAND PARK, KS

AUM $3.9BTEAM 15REPS 16

MIDDLEGROUND CAPITAL

RIA

Lexington, KY

AUM $3.9BTEAM 111REPS 7

ASSUREDPARTNERS INVESTMENT ADVISORS

RIA

TAMPA, FL

AUM $3.9BTEAM 58REPS 37

HARBOURVIEW EQUITY PARTNERS, LLC

RIA

NEWARK, NJ

AUM $3.9BTEAM 45REPS 4

140 SUMMER PARTNERS LP

RIA

New York, NY

AUM $3.9BTEAM 14REPS 3

ALAMO ADVISORS, LP

RIA

SAN ANTONIO, TX

AUM $3.9BTEAM 15REPS 7

CYRUS CAPITAL PARTNERS, L.P.

RIA

New York, NY

AUM $3.9BTEAM 25REPS 7

IONIC CAPITAL MANAGEMENT LLC

RIA

New York, NY

AUM $3.9BTEAM 34REPS 7

Defiance ETFs LLC

RIA

MIAMI, FL

AUM $3.9BTEAM 7REPS 6

PALISADE CAPITAL MANAGEMENT, LP

RIA

FORT LEE, NJ

AUM $3.9BTEAM 42REPS 15

ATTUCKS ASSET MANAGEMENT, LLC

RIA

CHICAGO, IL

AUM $3.9BTEAM 12REPS 3

NEWVIEW CAPITAL MANAGEMENT, LLC

RIA

BURLINGAME, CA

AUM $3.9BTEAM 22REPS 3

TAGES CAPITAL LLP

RIA

LONDON

AUM $3.9BTEAM 40REPS 3

RIMROCK CAPITAL MANAGEMENT LLC

RIA

IRVINE, CA

AUM $3.9BTEAM 26REPS 10

360 ONE PORTFOLIO MANAGERS LIMITED

RIA

MUMBAI

AUM $3.9BTEAM 76REPS 5

TREE LINE CAPITAL PARTNERS, LLC

RIA

SAN FRANCISCO, CA

AUM $3.8BTEAM 30REPS 7

Other AUM ranges

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