RIMROCK CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2006
Total AUM
$3.9B
Discretionary
$3.9B
100% of AUM
Avg account
$175M
Accounts
22
Employees
26
Advisory reps
10

Firm details

Headquarters
IRVINE, California
CRD number
120410
Registered since
January 5, 2006
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles74.33%
  • Charitable Organizations25.67%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Rimrock Capital Management LLC is a SEC-registered hedge fund manager formed in 2006 and organized as an LLC. The firm serves institutional clients and operates pooled investment vehicles, acting in capacities that include CPO/CTA responsibilities and portfolio management for both pooled vehicles and businesses or institutions. Its compensation structure combines a percentage-of-assets fee with performance-based fees, consistent with a hedge-fund operating model. Rimrock is not positioned as a capital allocator; rather, it runs its own sponsored funds and serves as a general partner or managing member for pooled vehicles and real-estate-related sponsorship activities. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser. Its industry affiliations include roles as a real-estate broker/sponsor and GP, which indicates involvement beyond pure asset management into fund formation and deal sponsorship.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Private Funds 63%, US Government Bonds 33%, Cash & Cash Equivalents 4%, Derivatives 1%63%
  • Private Funds63%
  • US Government Bonds33%
  • Cash & Cash Equivalents4%
  • Derivatives1%

Owners & executives

2 of 2
  • PAUL WESTHEAD

    Managing Director, Chief Executive OfficerCRD 2332811

  • STEPHEN FOULKE

    Chief Risk OfficerCRD 4588077

Contacts

3 of 8
  • DAVID EDINGTON

    Investment Adviser RepresentativeCRD 1812587

  • CHRISTOPHER CHESTER

    Managing DirectorCRD 3171654

  • BARBARA CROWELL

    Managing DirectorCRD 5969826

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

IRVINE, CA

ORANGE

Location

IRVINE, CA

Headquartered in IRVINE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
100 Innovation Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth