Trilogy Capital, Inc.
Firm details
- Headquarters
- Irvine, California
- CRD number
- 281597
- Registered since
- November 16, 2015
- Website
- www.trilogyfs.com
- Custodians
- CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals49.85%
- HNWI31.47%
- Pension & Profit Sharing Plans18.26%
- Corporations / Businesses0.4%
- Charitable Organizations0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Trilogy Capital, Inc. is an independent registered investment adviser that has operated since 2015 and positions itself as a capital allocator for both individuals/families and institutional clients. Its client services span financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of third‑party advisers. The firm charges clients via assets under management fees as well as hourly and fixed fees, and it reports being an active ESG investor while also working as a selection vehicle for outside managers and alternative strategies. Trilogy has received industry recognition, appearing on FA Magazine’s Top RIA Firms list in 2020 and on Forbes’ America's Top RIA Firms list in 2023.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds67%
- Non-Exchange Traded Equities17%
- Exchange Traded Equities11%
- Cash & Cash Equivalents3%
- State & Local Bonds1%
Owners & executives
3 of 5
June Adams
Chief Compliance OfficerCRD 2710593
Jeffrey Seuferling
Chief Development OfficerCRD 2934300
Michael Serio
Chief Investment OfficerCRD 1302536
Contacts
3 of 68
Christopher Molony
Senior Vice PresidentCRD 5577029
Jeffrey Hackbarth
Senior Vice President of Wealth ManagementCRD 5481113
Alicia Pilon
Wealth Management AssistantCRD 7714505
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 314Active vs passive
$2.9B in ETFs
84%
$2.4B
16%
$465M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $256M | 691,187 | 8.85% |
Location
Irvine, CA
Orange
Location
Irvine, CA
Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 2601 Main St
- Time zone
- PT (UTC-8)
- Office locations
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