Defiance ETFs LLC
Firm details
- Headquarters
- Miami, Florida
- CRD number
- 294410
- Registered since
- May 30, 2018
- Website
- www.defianceetfs.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Defiance ETFs LLC is an SEC-registered investment adviser and ETF sponsor organized as a limited liability company. The firm’s stated advisory activity is portfolio management for investment companies, and its client base is institutional. It charges fees as a percentage of assets under management. Regulatory filings indicate the firm was registered with the SEC in 2018 and is classified as a domestic entity/individual owner type. Defiance does not identify as an active ESG investor and is not listed as a multi-state adviser or pension consultant. Its stated industry roles include acting as an investment adviser and sponsor and serving as a general partner/managing member of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
David Hanono
Chief Financial OfficerCRD 7152117

Sylvia Jablonski
Chief Investment Officer & Co-FounderCRD 4305091
Brian Mackenzie
Chief Compliance OfficerCRD 5258949
Contacts
3 of 4
Jesse Bornstein
Head of Digital AssetsCRD 7223198
Gabriella Zahn-Bielski
General CounselCRD 7875562

Brendan Cavanaugh
Strategic Development AdvisorCRD 5154037
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$179M in ETFs
100%
$179M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $138M | 210,655 | 76.82% |
Location
Miami, FL
Miami Dade
Location
Miami, FL
Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Miami Dade
- Address
- 78 Sw 7th St
- Time zone
- ET (UTC-5)
- Office locations
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