RIAs: $1B – $5B AUM

3,235 RIAs in the $1B – $5B AUM range, ranked by reported regulatory assets.

BFC PLANNING, INC.

RIA

CEDAR RAPIDS, IA

AUM $3.8BTEAM 200REPS 237

LEFT LANE CAPITAL

RIA

Brooklynn, NY

AUM $3.8BTEAM 35REPS 4

CORMORANT ASSET MANAGEMENT, LP

RIA

BOSTON, MA

AUM $3.8BTEAM 12REPS 3

NORWEST CAPITAL ADVISORS, LLC

RIA

MINNEAPOLIS, MN

AUM $3.8BTEAM 40REPS 3

HIGHLAND CAPITAL MANAGEMENT, LLC

RIA

MEMPHIS, TN

AUM $3.8BTEAM 21REPS 15

SPEARHEAD ADMINISTRATIVE SERVICES, LLC

RIA

GREENVILLE, DE

AUM $3.8BTEAM 9REPS 5

VALIANT CAPITAL MANAGEMENT, L.P.

RIA

SAN FRANCISCO, CA

AUM $3.8BTEAM 29REPS 6

AVALA GLOBAL LP

RIA

New York, NY

AUM $3.8BTEAM 21REPS 3

WATERMARK GROUP, INC.

RIA

PRINCETON, NJ

AUM $3.8BTEAM 22REPS 7

LUMINATE CAPITAL PARTNERS

RIA

SAN FRANCISCO, CA

AUM $3.8BTEAM 10REPS 3

SCOPUS ASSET MANAGEMENT, L.P.

RIA

New York, NY

AUM $3.8BTEAM 19REPS 3

JEFFERIES CREDIT MANAGEMENT LLC

RIA

New York, NY

AUM $3.8BTEAM 26REPS 5

HENSSLER FINANCIAL

RIA

KENNESAW, GA

AUM $3.8BTEAM 88REPS 30

MATTER FAMILY OFFICE

RIA

SAINT LOUIS, MO

AUM $3.8BTEAM 55REPS 26

MILLER HOWARD INVESTMENTS INC

RIA

KINGSTON, NY

AUM $3.8BTEAM 34REPS 14

TIMUCUAN ASSET MANAGEMENT INC

RIA

JACKSONVILLE, FL

AUM $3.8BTEAM 10REPS 7

GRANDEUR PEAK GLOBAL ADVISORS

RIA

SALT LAKE CITY , UT

AUM $3.8BTEAM 50REPS 17

KINGSWOOD WEALTH ADVISORS, LLC

RIA

SAN DIEGO, CA

AUM $3.8BTEAM 88REPS 121

VAN BERKOM AND ASSOCIATES INC.

RIA

MONTREAL

AUM $3.8BTEAM 33REPS 17

HARVEST GLOBAL INVESTMENTS LIMITED

RIA

Hong Kong

AUM $3.8BTEAM 32REPS 8

ST. GERMAIN INVESTMENT MANAGEMENT

RIA

SPRINGFIELD, MA

AUM $3.8BTEAM 42REPS 30

HARBOR GROUP INTERNATIONAL, LLC

RIA

NORFOLK, VA

AUM $3.8BTEAM 293REPS 8

SENIORS HOUSING FUND MANAGER LLC

RIA

TOLEDO, OH

AUM $3.8BTEAM 40REPS 2

RICHARD BERNSTEIN ADVISORS LLC

RIA

New York, NY

AUM $3.8BTEAM 28REPS 8

Other AUM ranges

FINTRX platform

Need contacts and allocation intelligence for these firms?

Request a demo