HEALTHCARE ROYALTY MANAGEMENT, LLC

RIASEC RegisteredEst. 2014
Total AUM
$3.8B
Discretionary
$3.3B
87% of AUM
Avg account
$291M
Accounts
13
Employees
23
Advisory reps
5

Firm details

Headquarters
STAMFORD, Connecticut
CRD number
169355
Registered since
April 2, 2014
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles93.35%
  • Insurance Companies6.65%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Healthcare Royalty Management, LLC is an SEC‑registered limited liability company (registered in 2014) that operates as a private equity fund adviser to institutional clients. The firm provides portfolio management for pooled investment vehicles and for businesses or institutional investors, and it reports being an active ESG investor. Its fee arrangements include percentage‑of‑AUM fees, fixed fees, performance‑based fees and other fee structures. The firm’s organizational profile shows it is owned by a domestic entity and an individual and does not describe itself as a capital allocator, pension consultant, multi‑state adviser or a newly formed adviser. It also does not report having a related adviser. Healthcare Royalty Management lists a range of industry affiliations and roles beyond pure advisory work, including broker‑dealer relationships, registrations as other investment adviser and registered municipal advisor, roles as a commodity pool operator or CTA, and links with banking, trust, insurance and real estate entities. The firm also serves as a sponsor, general partner or managing member of pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 100%100%
  • Private Funds100%

Owners & executives

3 of 5
  • THOMAS CONNER

    Chief Accounting OfficerCRD 3197436

  • CLARKE FUTCH

    Chairman and Chief Executive OfficerCRD 1988666

  • SPENCER SCHNEIDER

    Chief Compliance OfficerCRD 6033197

Unlock 2 more executives

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

STAMFORD, CT

FAIRFIELD

Location

STAMFORD, CT

Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
300 Atlantic St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth