RIAs: $1B – $5B AUM

3,232 RIAs in the $1B – $5B AUM range, ranked by reported regulatory assets.

Virtue Capital Management, LLC

RIA

Brentwood, TN

AUM $1.3BTEAM 105REPS 91

Barnes Pettey Financial Advisors, LLC

RIA

Clarksdale, MS

AUM $1.3BTEAM 13REPS 9

Topsail Wealth Management LLC

RIA

Charlotte, NC

AUM $1.3BTEAM 5REPS 4

Northampton Capital Partners

RIA

Miami, FL

AUM $1.3BTEAM 12REPS 2

OFS Clo Management II, LLC

RIA

Chicago, IL

AUM $1.3BTEAM 47REPS 4

Triplepoint Advisers LLC

RIA

Menlo Park, CA

AUM $1.3BTEAM 72REPS 4

RCM Ga Manager LLC

RIA

New York, NY

AUM $1.3BTEAM 71REPS 3

Metacapital Management, L.P.

RIA

New York, NY

AUM $1.3BTEAM 8REPS 3

Beacon Financial Group

RIA

Dallas, TX

AUM $1.3BTEAM 18REPS 12

Mount Lucas Management LP

RIA

Newtown, PA

AUM $1.3BTEAM 15REPS 10

Madison Partners

RIA

Monona, WI

AUM $1.3BTEAM 17REPS 37

Prudent Investor Advisors, LLC

RIA

Folsom, CA

AUM $1.3BTEAM 4REPS 4

Pbmares Wealth Management LLC

RIA

Williamsburg, VA

AUM $1.3BTEAM 22REPS 3

Swan Capital Management, LLC

RIA

Durango, CO

AUM $1.3BTEAM 5REPS 4

Paladin Capital Management, LLC

RIA

Washington, DC

AUM $1.3BTEAM 24REPS 4

Snowwater Investment Partners, LLC

RIA

AUM $1.3BTEAM 3REPS 2

DB Advisory America, Limited(Ltd)

RIA

New York, NY

AUM $1.3BTEAM 2REPS 2

Caligan Partners

RIA

New York, NY

AUM $1.3BTEAM 5REPS 3

Synergy Asset Management, LLC

RIA

Vancouver, WA

AUM $1.3BTEAM 14REPS 10

Beacon Capital Partners, LLC

RIA

Boston, MA

AUM $1.3BTEAM 101REPS 13

Prescott Group Capital Management L.L.C.

RIA

Tulsa, OK

AUM $1.3BTEAM 6REPS 3

Skerryvore Asset Management

RIA

Edinburgh

AUM $1.3BTEAM 17REPS 4

Sagewind Capital LLC

RIA

New York, NY

AUM $1.3BTEAM 13REPS 3

Ballew Advisors Inc

RIA

Jackson, MS

AUM $1.3BTEAM 11REPS 9

Other AUM ranges

FINTRX platform

Need contacts and allocation intelligence for these firms?

Request a demo