BARNES PETTEY FINANCIAL ADVISORS, LLC

RIASEC RegisteredEst. 2007
Total AUM
$1.3B
Discretionary
$1.2B
95% of AUM
Avg account
$397K
Accounts
3,303
Employees
13
Advisory reps
9

Firm details

Headquarters
CLARKSDALE, Mississippi
CRD number
142944
Registered since
January 3, 2007
Custodians
RAYMOND JAMES & ASSOCIATES, INC., RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI50.87%
  • Individuals24.55%
  • Other16.51%
  • Charitable Organizations3.17%
  • Pension & Profit Sharing Plans2.54%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Barnes Pettey Financial Advisors, LLC is an independent, privately held advisory firm organized as an LLC and registered with the SEC in 2007. The firm acts as a capital allocator and serves both individual/family clients and institutional relationships. Its service mix includes financial planning, portfolio management for individuals and small businesses, pension-related consulting work, and selecting outside managers. Barnes Pettey charges clients through a combination of asset-based fees, hourly billing, fixed fees and other arrangements. The firm does not market itself as an ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 82%, Exchange Traded Equities 10%, Other 4%, Cash & Cash Equivalents 2%, US Government Bonds 1%, Investment Grade Corp Bonds 1%82%
  • Public Funds/Mutual Funds82%
  • Exchange Traded Equities10%
  • Other4%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Owners & executives

1 of 1
  • CHRISTY FABIAN

    Chief Compliance OfficerCRD 5872007

Contacts

3 of 8
  • HOLMES PETTEY

    Financial AdvisorCRD 1089212

  • Ryan Barnes

    Financial AdvisorCRD 4627670

  • JOSEPH FRIEND

    Financial AdvisorCRD 5869701

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 112

Active vs passive

$253M in ETFs

Passive

35%

$87.7M

Active

61%

$165M

ETFProviderStyleCategoryValueShares% of portfolio
CAPITAL GROUP GROWTH ETF (CGGR)Capital GroupActiveLarge Growth$33.2M824,93513.11%

Location

Primary office

CLARKSDALE, MS

COAHOMA

Location

CLARKSDALE, MS

Headquartered in CLARKSDALE, MS, in the South of the United States.

Region
South
County
COAHOMA
Address
252 Sunflower Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth