Triplepoint Advisers LLC

RIASEC RegisteredEst. 2014
Total AUM
$1.3B
Discretionary
$1.3B
100% of AUM
Avg account
$435M
Accounts
3
Employees
72
Advisory reps
4

Firm details

Headquarters
Menlo Park, California
CRD number
168948
Registered since
March 14, 2014
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Business Development Companies94.68%
  • Pooled Investment Vehicles5.32%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Triplepoint Advisers LLC is a hedge-fund–classified, SEC‑registered investment adviser that focuses on institutional clients. The firm was registered with the SEC in 2014 and is organized as a limited liability company. Its business model combines direct portfolio management for pooled investment vehicles and investment companies with responsibilities typical of sponsors and general partners; it is also identified as a CPO/CTA. Fee arrangements include both a percentage-of-AUM component and performance-based fees. The firm is not described as an active ESG investor, and it is not designated as a multistate adviser. Ownership is recorded as a combination of a domestic entity and an individual. Triplepoint does not present itself as a capital allocator in the sense of a manager-of-managers; its activities emphasize managing and sponsoring pooled vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Steven Levinson

    Steven Levinson

    Chief Compliance OfficerCRD 2768832

  • James Labe

    James Labe

    CEO & Co-FounderCRD 6264803

  • Sajal Srivastava

    Sajal Srivastava

    Co-Founder and Co-CEOCRD 2789451

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Menlo Park, CA

San Mateo

Location

Menlo Park, CA

Headquartered in Menlo Park, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Mateo
Address
2735 Sand Hill Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth