Sage Rhino Capital LLC
Firm details
- Headquarters
- Menlo Park, California
- CRD number
- 290148
- Registered since
- December 15, 2017
- Website
- sagerhino.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI96.24%
- Individuals2.34%
- Pension & Profit Sharing Plans1.15%
- Corporations / Businesses0.27%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Sage Rhino Capital LLC is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2017. The firm acts as a capital allocator for both high-net-worth individuals and institutional clients, offering fee arrangements that include percentage-of-assets, hourly charges, and fixed fees. Core advisory services listed include financial planning, portfolio management for individuals and for businesses or institutions, pension consulting, and selection of other advisers. The firm is not identified as an active ESG investor and, according to its regulatory filings, is not registered as a multi-state adviser despite maintaining multiple offices.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- State & Local Bonds5%
- Cash & Cash Equivalents4%
- Non-Exchange Traded Equities1%
- US Government Bonds1%
Owners & executives
1 of 1David Chu
Chief Administrative OfficerCRD 2526570
Contacts
3 of 9
Alex Owens
Financial AdvisorCRD 7305333
Igor Lotsvin
Managing PartnerCRD 4425376
Mary Russell
AttorneyCRD 7154392
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 102Active vs passive
$418M in ETFs
75%
$312M
21%
$107M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MID-CAP INDEX FUND (VO) | Vanguard | Passive | Mid Cap Blend | $19.9M | 69,315 | 4.76% |
Location
Menlo Park, CA
San Mateo
Location
Menlo Park, CA
Headquartered in Menlo Park, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Mateo
- Address
- 101 Jefferson Dr
- Time zone
- PT (UTC-8)
- Office locations
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