Swan Capital Management, LLC
Firm details
- Headquarters
- Durango, Colorado
- CRD number
- 164280
- Registered since
- May 25, 2012
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Swan Capital Management, LLC is an SEC-registered institutional RIA formed in 2012 and organized as a limited liability company. The firm serves an institutional client base and operates primarily as an investment adviser that provides portfolio management for investment companies. Its business model charges fees as a percentage of assets under management rather than performance-based or flat-fee arrangements. Swan Capital is not positioned as a capital allocator or pension consultant, and it does not identify as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Bradley Ackerman
Chief Compliance OfficerCRD 2552096
Ethan Bates
CFOCRD 6277565
Robert Swan
Portfolio Manager, Chief Operating OfficerCRD 5745866
Contacts
1 of 1
Randall Swan
Advisor / FounderCRD 4464653
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Durango, CO
La Plata
Location
Durango, CO
Headquartered in Durango, CO, in the West of the United States.
- Region
- West
- County
- La Plata
- Address
- 1099 Main Ave
- Time zone
- MT (UTC-7)
- Office locations
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