Swan Global Investments, LLC

RIASEC Registered

Total AUM

$2.4B

Discretionary

$2.4B

100% of AUM

Avg account

$1.9M

Accounts

1,231

Employees

Advisory reps

Firm details

Headquarters: Durango, Colorado
CRD number: 114669
Registered since: January 4, 2010
Website: www.swanglobalinvestments.com
Custodians: CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure: Percentage of AUM
Client types: Investment Companies83.57%
Individuals15.9%
HNWI0.53%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Swan Global Investments, LLC is an institutional registered investment adviser that manages portfolios for individuals, families, and institutional clients. The firm is registered with the SEC (registration year 2010) and operates as a limited liability company. It lists a fee model based on a percentage of assets under management and identifies itself as a capital allocator that uses third‑party managers for some exposures. Advisory activities include portfolio management for individuals/small businesses, investment companies, and businesses or institutions. The firm does not identify as an active ESG investor, is not designated as a multistate adviser on its filings, and does not serve as a pension consultant or related adviser.