Broker-Dealers in California
294 Broker-Dealers headquartered in California managing a combined $49B.
By city
SAN FRANCISCOCalifornia51 FIRMSLos AngelesCalifornia38 FIRMS · $1.6BIRVINECalifornia21 FIRMS · $551MNEWPORT BEACHCalifornia16 FIRMSSAN DIEGOCalifornia13 FIRMS · $20.6BEL SEGUNDOCalifornia9 FIRMSPASADENACalifornia9 FIRMS · $5.7BSANTA MONICACalifornia6 FIRMSWESTLAKE VILLAGECalifornia5 FIRMSCARLSBADCalifornia4 FIRMSPALO ALTOCalifornia4 FIRMSSAUSALITOCalifornia4 FIRMS · $606MSAN RAFAELCalifornia4 FIRMS · $238MOAKLANDCalifornia3 FIRMSBeverly HillsCalifornia3 FIRMSLONG BEACHCalifornia3 FIRMSMENLO PARKCalifornia3 FIRMSSAN MATEOCalifornia3 FIRMS · $322MCALABASASCalifornia3 FIRMSVENICECalifornia3 FIRMSSAN RAMONCalifornia2 FIRMS · $578MMILPITASCalifornia2 FIRMS · $3.6MANAHEIMCalifornia2 FIRMS · $7.3BWOODLAND HILLSCalifornia2 FIRMSLOS GATOSCalifornia2 FIRMSSANTA ROSACalifornia2 FIRMSSACRAMENTOCalifornia2 FIRMSSHERMAN OAKSCalifornia2 FIRMSTHOUSAND OAKSCalifornia2 FIRMSBERKELEYCalifornia2 FIRMSALISO VIEJOCalifornia2 FIRMSLARKSPURCalifornia2 FIRMSLAGUNA NIGUELCalifornia2 FIRMSWALNUT CREEKCalifornia2 FIRMS · $104MMILL VALLEYCalifornia2 FIRMSLA JOLLACalifornia2 FIRMS · $57.7MBURBANKCalifornia2 FIRMSAlhambraCalifornia1 FIRMPACIFIC PALISADESCalifornia1 FIRMPETALUMACalifornia1 FIRMRANCHO SANTA FECalifornia1 FIRMREDWOOD CITYCalifornia1 FIRMROLLING HILLS ESTATESCalifornia1 FIRMROSEVILLECalifornia1 FIRMSAN CLEMENTECalifornia1 FIRMSAN GABRIELCalifornia1 FIRMSAN JOSECalifornia1 FIRMSAN LUIS OBISPOCalifornia1 FIRMSANTA ANACalifornia1 FIRMSANTA BARBARACalifornia1 FIRMSANTA CLARITACalifornia1 FIRMTIBURONCalifornia1 FIRMTORRANCECalifornia1 FIRMVAN NUYSCalifornia1 FIRM · $136MWOODSIDECalifornia1 FIRMORINDACalifornia1 FIRMBELL CANYONCalifornia1 FIRMBELVEDERECalifornia1 FIRMBREACalifornia1 FIRM · $25.4MBURLINGAMECalifornia1 FIRMCAMARILLOCalifornia1 FIRMCARMEL VALLEYCalifornia1 FIRM · $32MCARPINTERIACalifornia1 FIRM · $10.1BCHULA VISTACalifornia1 FIRMCONCORDCalifornia1 FIRMCORTE MADERACalifornia1 FIRMCOSTA MESACalifornia1 FIRMCULVER CITYCalifornia1 FIRMCUPERTINOCalifornia1 FIRMDALY CITYCalifornia1 FIRMDANVILLECalifornia1 FIRMDEL MARCalifornia1 FIRMDIAMOND BARCalifornia1 FIRM · $142MEAST PALO ALTOCalifornia1 FIRMENCINOCalifornia1 FIRMFOLSOMCalifornia1 FIRMFULLERTONCalifornia1 FIRMGREENBRAECalifornia1 FIRMHALF MOON BAYCalifornia1 FIRMHUNTINGTON BEACHCalifornia1 FIRM · $49.2MINGLEWOODCalifornia1 FIRMLAFAYETTECalifornia1 FIRMLAGUNA BEACHCalifornia1 FIRMLAKE FORESTCalifornia1 FIRM · $572MLIVERMORECalifornia1 FIRM · $3.7MMANHATTAN BEACHCalifornia1 FIRMMISSION VIEJOCalifornia1 FIRMMORAGACalifornia1 FIRMMOUNTAIN VIEWCalifornia1 FIRMNORCOCalifornia1 FIRMOCEANSIDECalifornia1 FIRMORANGECalifornia1 FIRM · $322M
All Broker-Dealers in California
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
Broker-DealerCARLSBAD, CA
AUM —REPS 37
SIGNATURE ESTATE SECURITIES, LLC
Broker-DealerLos Angeles, CA
AUM —REPS 158
FORTUNE SECURITIES, INC.
Broker-DealerAlhambra, CA
AUM —REPS 15
TRITON PACIFIC CAPITAL, LLC
Broker-DealerNEWPORT BEACH, CA
AUM —REPS 2
S.L. REED & COMPANY
Broker-DealerLos Angeles, CA
AUM —REPS 9
WELLS FARGO PRIME SERVICES, LLC
Broker-DealerSAN FRANCISCO, CA
AUM —REPS 53
KIPLING CAPITAL, INC.
Broker-DealerMILL VALLEY, CA
AUM —REPS 6
FWS RETIREMENT SERVICES, LLC
Broker-DealerSAN FRANCISCO, CA
AUM —REPS 2
OCM INVESTMENTS, LLC
Broker-DealerLos Angeles, CA
AUM —REPS 4
HUDSON CAPITAL ADVISORS BD LLC
Broker-DealerSANTA MONICA, CA
AUM —REPS 11
PINNACLE CAPITAL SECURITIES, LLC
Broker-DealerLONG BEACH, CA
AUM —REPS 8
AQ TECHNOLOGY PARTNERS LLC
Broker-DealerREDWOOD CITY, CA
AUM —REPS 19
HOULIHAN LOKEY CAPITAL, INC.
Broker-DealerLos Angeles, CA
AUM —REPS 1206
SECOND STREET SECURITIES, INC.
Broker-DealerSAN FRANCISCO, CA
AUM —REPS 2
GLOBALIST CAPITAL, LLC
Broker-DealerSANTA MONICA, CA
AUM —REPS 10
CENTERPOINT M&A ADVISORS, INC.
Broker-DealerWOODLAND HILLS, CA
AUM —REPS 4
PROBITAS FUNDS GROUP, LLC
Broker-DealerSAN FRANCISCO, CA
AUM —REPS 13
DENNING & COMPANY LLC
Broker-DealerSAN FRANCISCO, CA
AUM —REPS 5
CAPITAL RESEARCH BROKERAGE SERVICES, LLC
Broker-DealerPASADENA, CA
AUM —REPS 7
JAMES FOX SECURITIES, INC.
Broker-DealerCARLSBAD, CA
AUM —REPS 1
BOUSTEAD SECURITIES, LLC
Broker-DealerIRVINE, CA
AUM —REPS 32
GLENDALE SECURITIES, INC.
Broker-DealerSHERMAN OAKS, CA
AUM —REPS 13
THE SPARTAN GROUP
Broker-DealerPASADENA, CA
AUM —REPS 5
PALM TREE SECURITIES LLC
Broker-DealerLos Angeles, CA
AUM —REPS 9
FINTRX platform
Need contacts and allocation intelligence for these firms?