ZOE Securities LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
326979
Registered since
April 16, 2024

Firm profile

FINTRX

Overview

ZOE Securities LLC is organized as a limited liability company and is listed as an SEC-registered adviser as of 2024. FINTRX classifies the firm as "Unclassified" and identifies its owner type as a combination of a domestic entity and an individual. The profile flags that ZOE Securities is not designated as a capital allocator and is not an active ESG investor. Public disclosures on the firm's business model are sparse. FINTRX does not list a client base, fee structure, or detailed advisory and business activities for the firm, so there is no published description of target clients, investment philosophy, or service offerings in the available dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Rajesh Gaur

    Rajesh Gaur

    Vice President, Investment SolutionsCRD 5737107

  • Phyllis Chin

    Phyllis Chin

    FinOpCRD 6250921

  • Cameron Smith

    Cameron Smith

    Head of ComplianceCRD 6127100

Unlock 2 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
666 3rd Ave
Time zone
ET (UTC-5)
Office locations

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