Yorkville Ives & Co, LLC
Firm details
- Headquarters
- Mountainside, New Jersey
- CRD number
- 330480
- Registered since
- April 3, 2025
Firm profile
FINTRXOverview
Yorkville Ives & Co, LLC is organized as a limited liability company and is listed as SEC-registered in 2025. Ownership is recorded as a combination of a domestic entity and an individual. The firm’s regulatory classification in the dataset is “unclassified.” The snapshot indicates it is not designated as a capital allocator, is not an active ESG investor, and is not identified as a multistate adviser, pension consultant, or related adviser. The information submitted to FINTRX about the company’s business lines, advisory activities, client segments, and fee structure is minimal in the dataset. The available fields focus on organizational attributes and regulatory designations rather than investment strategy or client-facing services.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Timothy Bowman
Chief Financial OfficerCRD 2247374

Barrett Schultz
Chief Compliance OfficerCRD 2741114

Roger Briggs
CEOCRD 1140433
Contacts
3 of 43
Ian Serko
DirectorCRD 6090187

Kristen Frisby
Compliance OfficerCRD 6448493

Charles Comer
ConsultantCRD 1163608
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Mountainside, NJ
Union
Location
Mountainside, NJ
Headquartered in Mountainside, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Union
- Address
- 1012 Springfield Ave
- Time zone
- ET (UTC-5)
- Office locations
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