Yorkville Ives & Co, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
48
Avg account
$0

Firm details

Headquarters
Mountainside, New Jersey
CRD number
330480
Registered since
April 3, 2025

Firm profile

FINTRX

Overview

Yorkville Ives & Co, LLC is organized as a limited liability company and is identified in the dataset as an unclassified advisory entity. Ownership is recorded as a mix of a domestic entity and an individual. The firm is not listed as a capital allocator and is not flagged as an active ESG investor. Additional operational attributes in the dataset indicate it is not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The submission contains no detail on the firm’s investment approach, fee schedule, target client segments, or day-to-day advisory activities, so there is no public-facing description of strategy, risk profile, or service model to evaluate from the provided data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Timothy Bowman

    Timothy Bowman

    Chief Financial OfficerCRD 2247374

  • Barrett Schultz

    Barrett Schultz

    Chief Compliance OfficerCRD 2741114

  • Roger Briggs

    Roger Briggs

    CEOCRD 1140433

Contacts

3 of 45
  • Ian Serko

    Ian Serko

    DirectorCRD 6090187

  • Kristen Frisby

    Kristen Frisby

    Compliance OfficerCRD 6448493

  • Charles Comer

    Charles Comer

    ConsultantCRD 1163608

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Mountainside, NJ

Union

Location

Mountainside, NJ

Headquartered in Mountainside, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Union
Address
1012 Springfield Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth