Yorkville Ives & Co, LLC

Broker-DealerFINRA MemberEst. 2025
Total AUM
Advisory reps
46
Avg account
$0

Firm details

Headquarters
Mountainside, New Jersey
CRD number
330480
Registered since
April 3, 2025

Firm profile

FINTRX

Overview

Yorkville Ives & Co, LLC is organized as a limited liability company and is listed as SEC-registered in 2025. Ownership is recorded as a combination of a domestic entity and an individual. The firm’s regulatory classification in the dataset is “unclassified.” The snapshot indicates it is not designated as a capital allocator, is not an active ESG investor, and is not identified as a multistate adviser, pension consultant, or related adviser. The information submitted to FINTRX about the company’s business lines, advisory activities, client segments, and fee structure is minimal in the dataset. The available fields focus on organizational attributes and regulatory designations rather than investment strategy or client-facing services.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Timothy Bowman

    Timothy Bowman

    Chief Financial OfficerCRD 2247374

  • Barrett Schultz

    Barrett Schultz

    Chief Compliance OfficerCRD 2741114

  • Roger Briggs

    Roger Briggs

    CEOCRD 1140433

Contacts

3 of 43
  • Ian Serko

    Ian Serko

    DirectorCRD 6090187

  • Kristen Frisby

    Kristen Frisby

    Compliance OfficerCRD 6448493

  • Charles Comer

    Charles Comer

    ConsultantCRD 1163608

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Mountainside, NJ

Union

Location

Mountainside, NJ

Headquartered in Mountainside, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Union
Address
1012 Springfield Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth