Wood Warren & Co Securities, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
136526
Registered since
November 22, 2005

Firm profile

FINTRX

Overview

Wood Warren & Co Securities, LLC is organized as a limited liability company and is classified as an investment bank. The firm has been SEC-registered since 2005. Ownership is listed as a combination of a domestic entity and an individual. The snapshot indicates the firm does not act as a capital allocator and is not identified as an active ESG investor. It is not described as a multistate adviser, a newly formed adviser, a pension consultant, or a related adviser. The dataset does not include details on the firm’s specific business activities, advisory services, client segments, or fee schedules.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 10
  • Victoria Keller

    Victoria Keller

    Registered RepresentativeCRD 8073505

  • James Wood

    James Wood

    Managing PartnerCRD 5016275

  • Galen Carnicelli

    AdvisorsCRD 6406655

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
1 Sansome St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth