Wood Warren & Co Securities, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
136526
Registered since
November 22, 2005

Firm profile

FINTRX

Overview

Wood Warren & Co Securities, LLC is organized as a limited liability company and is classified as an investment bank. The firm has been SEC-registered since 2005. Ownership is documented as a combination of a domestic entity and an individual. The FINTRX snapshot indicates the firm does not serve as a capital allocator, is not flagged as an active ESG investor, and is not registered as a multi-state adviser. FINTRX does not provide detail on the firm's advisory offerings, fee schedule, target clients, or specific business lines.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 10
  • Donald Shimer

    Donald Shimer

    AdvisorCRD 1140031

  • Helene Postrel

    Helene Postrel

    FinOpCRD 2240945

  • Brian Kerester

    Brian Kerester

    PartnerCRD 4729668

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
1 Sansome St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth