Wood Warren & Co Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
10
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
136526
Registered since
November 22, 2005

Firm profile

FINTRX

Overview

Wood Warren & Co Securities, LLC is organized as a limited liability company and is classified in the source data as an investment bank. Ownership is listed as a domestic entity and individual, but the firm’s public disclosures do not provide detail on client segments, fee schedules, or the specific advisory and brokerage services it delivers. The firm is not identified as a capital allocator; its profile and the absence of detailed activity descriptions suggest a focus on transactional or investment-banking work rather than broad discretionary wealth-management programs.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 10
  • Donald Shimer

    Donald Shimer

    AdvisorCRD 1140031

  • Helene Postrel

    Helene Postrel

    FinOpCRD 2240945

  • Brian Kerester

    Brian Kerester

    PartnerCRD 4729668

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
1 Sansome St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth