WNY Asset Management, LLC
Firm details
- Headquarters
- Williamsville, New York
- CRD number
- 153872
- Registered since
- July 9, 2010
- Website
- www.wnyasset.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals49.47%
- HNWI48.87%
- Corporations / Businesses0.84%
- Charitable Organizations0.82%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
WNY Asset Management, LLC is an independent, individual-owned registered investment adviser that has been operating since 2010. The firm serves both individual and family clients as well as institutional and business accounts, offering financial planning, portfolio management for individuals/small businesses and for institutions, and educational seminars or workshops. Its fee arrangements include assets-under-management fees, hourly billing, and fixed-fee engagements. The firm identifies as not being a capital allocator and does not report active ESG investing. Industry relationships include ties with accounting and law firms. WNY Asset Management was recognized by FA Magazine in 2020 on a Top RIA Firms list.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Exchange Traded Equities9%
- Cash & Cash Equivalents6%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
1 of 1
Zachary Shroyer
Chief Financial Officer & Chief Compliance OfficerCRD 7203030
Contacts
3 of 28
Robert Kloss
Financial AdvisorCRD 1971601
Kimberly Kowalski
Registered RepresentativeCRD 7319600
John Pieroni
Registered RepresentativeCRD 3027420
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 189Active vs passive
$1.3B in ETFs
25%
$336M
70%
$1B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP GROWTH ETF (CGGR) | Capital Group | Active | Large Growth | $93.8M | 1,986,506 | 6.98% |
Location
Williamsville, NY
Erie
Location
Williamsville, NY
Headquartered in Williamsville, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- Erie
- Address
- 6500 Sheridan Dr
- Time zone
- ET (UTC-5)
- Office locations
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