Northcape Wealth Management
Firm details
- Headquarters
- Williamsville, New York
- CRD number
- 312350
- Registered since
- March 4, 2021
- Website
- www.northcapewm.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.83%
- Individuals19.66%
- Charitable Organizations3.06%
- Corporations / Businesses1.45%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Northcape Wealth Management is an independent registered investment adviser organized as an LLC that registered with the SEC in 2021. The firm operates as a capital allocator for both individuals/families and institutional clients, offering financial planning and portfolio management across individual, small business and institutional relationships. Their service mix includes selection of other advisers and pension consulting alongside ongoing portfolio management. Fee arrangements are flexible: percentage of AUM, hourly work and fixed-fee engagements are all used. The firm does not position itself as an ESG-focused manager.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Public Funds/Mutual Funds28%
- US Government Bonds13%
- State & Local Bonds2%
- Investment Grade Corp Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 25Active vs passive
$143M in ETFs
58%
$82.9M
41%
$60M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $26.8M | 70,309 | 18.74% |
Location
Williamsville, NY
Erie
Location
Williamsville, NY
Headquartered in Williamsville, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- Erie
- Address
- 6565 Main St
- Time zone
- ET (UTC-5)
- Office locations
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