Northcape Wealth Management
Firm details
- Headquarters
- Williamsville, New York
- CRD number
- 312350
- Registered since
- March 4, 2021
- Website
- www.northcapewm.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.83%
- Individuals19.66%
- Charitable Organizations3.06%
- Corporations / Businesses1.45%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Northcape Wealth Management is an independent registered investment adviser organized as an LLC and SEC-registered since 2021. The firm serves both individuals/families and institutional clients and describes itself as a capital allocator. Its advisory services include comprehensive financial planning, discretionary and non‑discretionary portfolio management for individuals and small businesses as well as for institutions, pension consulting, and the selection/oversight of third‑party managers. Fee arrangements are flexible and include asset‑based fees, hourly billing, and fixed fees. Northcape does not identify as an active ESG investor and does not operate across multiple states per the available data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Public Funds/Mutual Funds28%
- US Government Bonds13%
- State & Local Bonds2%
- Investment Grade Corp Bonds1%
Contacts
3 of 4
Renee' Hasenoehrl
Client Support ManagerCRD 4491895
Kenji Kimura
Vice PresidentCRD 4807888
Erik O'neill
Founder & Managing PartnerCRD 1771548
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 27Active vs passive
$141M in ETFs
58%
$81.3M
41%
$60.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $25.2M | 68,528 | 17.85% |
Location
Williamsville, NY
Erie
Location
Williamsville, NY
Headquartered in Williamsville, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- Erie
- Address
- 6565 Main St
- Time zone
- ET (UTC-5)
- Office locations
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