INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- WILLIAMSVILLE, New York
- CRD number
- 144733
- Registered since
- November 10, 2008
- Website
- iswealthmanagement.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals61.45%
- HNWI36.53%
- Corporations / Businesses1.74%
- Charitable Organizations0.29%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Independent Solutions Wealth Management, LLC is an SEC-registered advisory firm organized as an LLC in 2008. The firm acts as a capital allocator for both individual/family and institutional clients, offering financial planning, portfolio management for individuals and small businesses, manager selection and educational seminars. Its billing options include percentage-of-AUM, hourly fees and fixed fees. The firm is not flagged as an active ESG investor. Industry affiliations include relationships with a broker-dealer, other investment advisers, and roles as sponsor/GP or managing member of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Exchange Traded Equities35%
- Investment Grade Corp Bonds4%
- Cash & Cash Equivalents2%
Owners & executives
3 of 4Andrew Miller
President, CEOCRD 4384866
GLENN WIGGLE
Chief of ComplianceCRD 2730675
DANIEL NEIMAN
Chief Investment OfficerCRD 4649480
Contacts
3 of 25MICHAEL LOMAS
Registered RepresentativeCRD 2672193
SUSANNAH RYAN
Investment Adviser RepresentativeCRD 5229296
Jack Haxton
Investment Advisor RepresentativeCRD 7532895
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 66Active vs passive
$374M in ETFs
63%
$237M
36%
$137M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ALEXIS PRACTICAL TACTICAL ETF (LEXI) | Alexis Investment Partners | Active | Tactical Allocation | $119M | 3,362,981 | 31.68% |
Location
WILLIAMSVILLE, NY
ERIE
Location
WILLIAMSVILLE, NY
Headquartered in WILLIAMSVILLE, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- ERIE
- Address
- 305 Spindrift Dr
- Time zone
- ET (UTC-5)
- Office locations
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