Independent Solutions Wealth Management, LLC
Firm details
- Headquarters
- Williamsville, New York
- CRD number
- 144733
- Registered since
- November 10, 2008
- Website
- iswealthmanagement.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals61.45%
- HNWI36.53%
- Corporations / Businesses1.74%
- Charitable Organizations0.29%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Independent Solutions Wealth Management, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2008. The firm operates as a capital allocator for both individual and family clients as well as institutional accounts. Its fee arrangements include percentage-of-AUM billing alongside hourly and flat-fee engagements. Core advisory services emphasize financial planning, portfolio management for individuals and small businesses, selection of third‑party advisers, and investor education through seminars and workshops. The firm does not position itself as an ESG-focused investor. Corporate ownership is a mix of a domestic entity and individual ownership, and the firm has affiliations that include broker‑dealer relationships, participation as another investment adviser, and roles as sponsor or managing member of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Exchange Traded Equities35%
- Investment Grade Corp Bonds4%
- Cash & Cash Equivalents2%
Owners & executives
3 of 4
Andrew Miller
President, CEOCRD 4384866

Daniel Neiman
Chief Investment OfficerCRD 4649480

Glenn Wiggle
Chief of ComplianceCRD 2730675
Contacts
3 of 26
Michael Zimmer
Registered RepresentativeCRD 5762507

Susannah Ryan
Investment Adviser RepresentativeCRD 5229296

Jay Blanchard
Senior Wealth ManagerCRD 4501494
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 66Active vs passive
$420M in ETFs
61%
$257M
38%
$163M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ALEXIS PRACTICAL TACTICAL ETF (LEXI) | Alexis Investment Partners | Active | Tactical Allocation | $140M | 3,448,722 | 33.36% |
Location
Williamsville, NY
Erie
Location
Williamsville, NY
Headquartered in Williamsville, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- Erie
- Address
- 305 Spindrift Dr
- Time zone
- ET (UTC-5)
- Office locations
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