Emergent Wealth Advisors, LLC
Firm details
- Headquarters
- Williamsville, New York
- CRD number
- 174845
- Registered since
- November 16, 2015
- Website
- www.emergentwa.com
- Custodians
- CHARLES SCHWAB & CO., INC., ASSETMARK TRUST CO., SEI INVESTMENTS DISTRIBUTION CO., JACKSON NATIONAL LIFE DISTRIBUTORS LLC, THE CAPITAL GROUP SECURITIES, INC., ORION PORTFOLIO SOLUTIONS
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI58.24%
- Individuals41.76%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Emergent Wealth Advisors, LLC is an independent registered investment adviser organized as an LLC and operating since 2015. The firm focuses on individual and family clients, providing financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Its fee mix combines a percentage of assets under management with fixed fees. Emergent functions as a capital allocator, directing client capital to third‑party managers in addition to managing public funds. The firm is not an active ESG investor and lists an affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds73%
- Exchange Traded Equities20%
- State & Local Bonds2%
- Investment Grade Corp Bonds2%
- Cash & Cash Equivalents2%
Contacts
3 of 4
Charles Hanny
Co-OwnerCRD 2982732
Nicholas Efthemis
Wealth AdvisorCRD 2821400
Jeremy Wagner
Wealth AdvisorCRD 7036635
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 77Active vs passive
$182M in ETFs
71%
$129M
23%
$53.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $26.5M | 35,792 | 14.60% |
Location
Williamsville, NY
Erie
Location
Williamsville, NY
Headquartered in Williamsville, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- Erie
- Address
- 5500 Main St
- Time zone
- ET (UTC-5)
- Office locations
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