Wittlin Advisory

RIASEC RegisteredEst. 2021
Total AUM
$348M
Discretionary
$192M
55% of AUM
Avg account
$7.1M
Accounts
49
Employees
4
Advisory reps
3

Firm details

Headquarters
,
CRD number
292577
Registered since
June 4, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI86.11%
  • Corporations / Businesses13.89%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Wittlin Advisory is an independent registered investment adviser organized as an LLC and operating since 2021. The firm serves both individual and family clients as well as institutional relationships, offering financial planning and portfolio management tailored to individuals and small businesses. Its compensation mixes percentage-of-AUM and fixed fees. Wittlin does not position itself as a capital allocator and is not identified as an ESG-focused adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 46%, Other 45%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 2%, Exchange Traded Equities 1%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%46%
  • Public Funds/Mutual Funds46%
  • Other45%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds2%
  • Exchange Traded Equities1%

Owners & executives

1 of 1

  • Nicholas Reynolds

    Principal And Chief Compliance OfficerCRD 6945557

Contacts

2 of 2
  • Roger Wittlin

    Roger Wittlin

    Managing Member, Investment AdvisorCRD 1084172

  • Tyler Rumbaugh

    Tyler Rumbaugh

    Director of Investment OperationsCRD 8022747

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 45

Active vs passive

$136M in ETFs

Passive

86%

$117M

Active

7%

$19.2M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$26.2M70,74219.18%
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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth