EGI Financial, Inc.

RIASEC Registered

Total AUM

$349M

Discretionary

$334M

96% of AUM

Avg account

$1.2M

Accounts

294

Employees

Advisory reps

Firm details

Headquarters: Akron, Ohio
CRD number: 120607
Registered since: March 29, 2018
Website: www.americanheritagesecurities.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI55.18%
Individuals44.82%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

EGI Financial, Inc. is an independent registered investment adviser organized as a corporation and owned by an individual. The firm is SEC-registered (registered in 2018) and focuses on serving individual and family clients with financial planning and portfolio management for individuals and small businesses. Its fee model combines a percentage-of-AUM schedule with hourly charges. EGI also operates as an insurance broker and maintains affiliations with a broker-dealer and other investment adviser relationships. The firm does not position itself as an ESG investor and is not organized as a multi-state or pension consulting adviser.