Symphony Financial Services, Inc.

RIASEC RegisteredEst. 2004

Total AUM

$429M

Discretionary

$345M

80% of AUM

Avg account

$327K

Accounts

1,312

Employees

Advisory reps

Firm details

Headquarters: Akron, Ohio
CRD number: 125058
Registered since: June 24, 2004
Website: www.symphony-financial.com
Custodians: LPL FINANCIAL LLC, VOYA FINANCIAL ADVISORS, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI40.14%
Individuals36.77%
Pension & Profit Sharing Plans20.61%
Charitable Organizations1.32%
Corporations / Businesses0.78%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Symphony Financial Services, Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 2004. It describes itself as a capital allocator serving both individual and family clients as well as institutional investors. The firm blends advisory and brokerage-related activities — its business lines include insurance brokerage and affiliation with a law firm — and it charges fees on a percentage-of-AUM basis while also offering hourly and fixed-fee engagements. Advisory capabilities listed on the firm’s filings include comprehensive financial planning, portfolio management for individuals and small businesses, selection of third‑party advisers, and pension consulting services. Symphony does not identify as an active ESG investor and is not presented as a multistate adviser in the available data.