SYMPHONY FINANCIAL SERVICES, INC.

RIASEC RegisteredEst. 2004

Total AUM

$429M

Discretionary

$345M

80% of AUM

Avg account

$327K

Accounts

1,312

Employees

Advisory reps

Firm details

Headquarters: AKRON, Ohio
CRD number: 125058
Registered since: June 24, 2004
Website: www.symphony-financial.com
Custodians: LPL FINANCIAL LLC, VOYA FINANCIAL ADVISORS, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI40.14%
Individuals36.77%
Pension & Profit Sharing Plans20.61%
Charitable Organizations1.32%
Corporations / Businesses0.78%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Symphony Financial Services, Inc. is an independent, SEC‑registered investment adviser operating as a corporation and owned by an individual. The firm acts as a capital allocator for both individual/family and institutional clients, delivering financial planning and portfolio management for individuals and small businesses, pension consulting, and manager selection. It also operates in adjacent lines through insurance brokerage and a law‑firm affiliation, which appear to support its advisory work and product distribution. Fee arrangements include percentage‑of‑AUM billing as well as hourly and fixed fees. Symphony is not positioned as an ESG investor, and it does not report multi‑state adviser status or related adviser affiliations.