Symphony Financial Services, Inc.

RIASEC Registered

Total AUM

$429M

Discretionary

$345M

80% of AUM

Avg account

$327K

Accounts

1,312

Employees

Advisory reps

Firm details

Headquarters: Akron, Ohio
CRD number: 125058
Registered since: June 24, 2004
Website: www.symphony-financial.com
Custodians: LPL FINANCIAL LLC, VOYA FINANCIAL ADVISORS, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI40.14%
Individuals36.77%
Pension & Profit Sharing Plans20.61%
Charitable Organizations1.32%
Corporations / Businesses0.78%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Symphony Financial Services, Inc. is an independent, individually owned registered investment adviser that has been SEC-registered since 2004. The firm serves both individual and family clients as well as institutional clients and functions as a capital allocator, directing client capital to outside managers when appropriate. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, pension consulting and manager selection. Symphony also engages in insurance brokerage and has affiliations with a law firm and an insurance company. Fee arrangements include percentage-of-AUM fees as well as hourly and fixed-fee engagements. The firm does not position itself as an active ESG investor.