Oak Associates Ltd
Firm details
- Headquarters
- Akron, Ohio
- CRD number
- 108874
- Registered since
- March 13, 1985
- Website
- www.oakfunds.com
- Custodians
- UBS FINANCIAL SERVICES INC., THE BANK OF NEW YORK MELLON, KEY BANK NATIONAL ASSOCIATION
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies84.11%
- Charitable Organizations5.67%
- HNWI4.76%
- Other Investment Advisers2.97%
- Pension & Profit Sharing Plans2.4%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Oak Associates Ltd is an institutional registered investment adviser organized as an LLC and registered with the SEC since 1985. The firm provides fee-based portfolio management primarily for individuals and families as well as for investment companies and other institutions. Its business model centers on percentage-of-AUM fees and discretionary portfolio management is the dominant delivery model. Investment activity tilts strongly toward equities rather than ESG- or alternatives-driven strategies: the ADV shows a clear preference for exchange-traded equities, the firm is not an active ESG investor, and it is not organized as a capital allocator. Oak Associates Ltd was named to CNBC’s Top 100 Financial Advisory Firms list in both 2019 and 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities97%
- Cash & Cash Equivalents3%
Owners & executives
2 of 2
Margaret Ballinger
Chief Compliance OfficerCRD 2794028
Robert Stimpson
Co-Chief Investment OfficerCRD 2702926
Contacts
1 of 1
Jeffrey Travis
Portfolio ManagerCRD 5161258
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$2.5M in ETFs
100%
$2.5M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI ACWI EX US ETF (ACWX) | BlackRock | Passive | Foreign Large Blend | $1.6M | 21,658 | 65.52% |
Location
Akron, OH
Summit
Location
Akron, OH
Headquartered in Akron, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- Summit
- Address
- 3800 Embassy Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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