ELLIOTT COVE CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2004
Total AUM
$348M
Discretionary
$348M
100% of AUM
Avg account
$465K
Accounts
748
Employees
11
Advisory reps
11

Firm details

Headquarters
SEATTLE, Washington
CRD number
123636
Registered since
August 23, 2004
Custodians
AXOS CLEARING LLC, AMERICAN TRUST COMPANY
Fee structure
Percentage of AUM
Client types
  • Pension & Profit Sharing Plans41.47%
  • Individuals23.01%
  • HNWI19.02%
  • Corporations / Businesses13.8%
  • Charitable Organizations2.71%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Elliott Cove Capital Management is a privately owned investment adviser that provides portfolio management to individuals, families, small businesses and institutions. The firm charges fees based on a percentage of assets under management and also operates as an insurance broker, which it integrates into client solutions through insurance products and annuities. Elliott Cove does not identify as an active ESG investor and is not registered as a multi-state adviser. Investment activity centers on managed, discretionary portfolios with a heavy reliance on public funds and mutual funds as the principal vehicles for market exposure. The firm uses third-party real estate managers for alternative exposure and supplements core public-fund allocations with insurance-based products when appropriate for clients’ risk, income or liability-management objectives.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 99%, Cash & Cash Equivalents 1%99%
  • Public Funds/Mutual Funds99%
  • Cash & Cash Equivalents1%

Contacts

3 of 11
  • DIANA SOLIDAY

    Investment Adviser RepresentativeCRD 6462871

  • RALPH CHIOCCO

    President, Chairman Of The BoardCRD 3210599

  • Angedd Kalsi

    InternCRD 8077928

Unlock 8 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SEATTLE, WA

KING

Location

SEATTLE, WA

Headquartered in SEATTLE, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KING
Address
1000 2nd Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth