Sonata Capital Group Inc

RIASEC Registered
Total AUM
$361M
Discretionary
$361M
100% of AUM
Avg account
$1.8M
Accounts
197
Employees
5
Advisory reps
5

Firm details

Headquarters
Seattle, Washington
CRD number
111277
Registered since
April 21, 2000
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI93.05%
  • Individuals6.03%
  • Charitable Organizations0.92%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Sonata Capital Group Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 2000. The firm operates on a percentage-of-AUM fee model and provides portfolio management primarily for individuals, small businesses and families, while also serving institutional clients. Sonata identifies as a capital allocator and manages discretionary portfolios; it does not describe itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 75%, Exchange Traded Equities 20%, Investment Grade Corp Bonds 2%, US Government Bonds 1%, State & Local Bonds 1%, Cash & Cash Equivalents 1%75%
  • Public Funds/Mutual Funds75%
  • Exchange Traded Equities20%
  • Investment Grade Corp Bonds2%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 104

Active vs passive

$256M in ETFs

Passive

94%

$239M

Active

1%

$16.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 1000 GROWTH ETF (IWF)BlackRockPassiveLarge Growth$21.3M169,8428.32%

Location

Primary office

Seattle, WA

King

Location

Seattle, WA

Headquartered in Seattle, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
King
Address
2001 6th Ave
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth