SONATA CAPITAL GROUP INC

RIASEC RegisteredEst. 2000
Total AUM
$361M
Discretionary
$361M
100% of AUM
Avg account
$1.8M
Accounts
197
Employees
5
Advisory reps
5

Firm details

Headquarters
SEATTLE, Washington
CRD number
111277
Registered since
April 21, 2000
Website
sonatacap.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI93.05%
  • Individuals6.03%
  • Charitable Organizations0.92%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Sonata Capital Group Inc is an independent, privately owned registered investment adviser that has been SEC-registered since 2000. The firm operates as a percentage-of-AUM advisory business and acts as a capital allocator for both individual/family and institutional clients. Its written advisory activity centers on portfolio management for individuals and small businesses, delivered on a discretionary basis. Sonata is not positioned as an ESG-focused manager, and it is organized to serve a limited geographic footprint rather than operate as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 75%, Exchange Traded Equities 20%, Investment Grade Corp Bonds 2%, US Government Bonds 1%, State & Local Bonds 1%, Cash & Cash Equivalents 1%75%
  • Public Funds/Mutual Funds75%
  • Exchange Traded Equities20%
  • Investment Grade Corp Bonds2%
  • US Government Bonds1%
  • State & Local Bonds1%

Contacts

3 of 5

  • PETER ACKER

    DirectorCRD 4565639

  • MAX MCCAIN

    DirectorCRD 4565649

  • DAVID HILL

    PresidentCRD 1055841

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 97

Active vs passive

$220M in ETFs

Passive

93%

$206M

Active

1%

$14.5M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 1000 GROWTH ETF (IWF)BlackRockPassiveLarge Growth$18.1M42,3908.20%
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Location

Primary office

SEATTLE, WA

KING

Location

SEATTLE, WA

Headquartered in SEATTLE, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KING
Address
2001 6th Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth