Winterflood Securities US Corporation
Firm details
- Headquarters
- New York, New York
- CRD number
- 299110
- Registered since
- August 20, 2019
- Website
- www.winterflood.us
Firm profile
FINTRXOverview
Winterflood Securities US Corporation is recorded as a corporate entity whose ownership is reported to include a foreign entity and an individual. The firm's classification in the dataset is listed as "Unclassified." Available metadata flags that it is not identified as a capital allocator and is not an active ESG investor. It is also not marked as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. FINTRX provides no descriptive entries for the firm's client base, fee schedule, business activities, or advisory services, and the firm has not supplied information about activities and affiliations.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Adriana Blanco Marquez
Chief Compliance OfficerCRD 7778003
Simon Mark Rafferty
Chief Finance OfficerCRD 7047860
James Stapleton
Chief Risk OfficerCRD 7048134
Contacts
3 of 4
Janice Parise
FinOpCRD 2338583

James Doherty
Principal Operations OfficerCRD 4197747
William Johnson
Sales TraderCRD 7815170
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 140 E 45th St
- Time zone
- ET (UTC-5)
- Office locations
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