Winterflood Securities US Corporation
Firm details
- Headquarters
- New York, New York
- CRD number
- 299110
- Registered since
- August 20, 2019
- Website
- www.winterflood.us
Firm profile
FINTRXOverview
Winterflood Securities US Corporation is an SEC-registered corporate entity that first registered in 2019. The firm’s ownership is described as a mix of a foreign entity and an individual, and it is classified in available records as "Unclassified." Public disclosures provide very little detail about the firm’s business lines or advisory activities. What is disclosed indicates a limited operational profile: Winterflood Securities US Corporation is not flagged as a capital allocator, is not identified as an active ESG investor, and is not registered or reported as a multi-state adviser. The lack of further activity descriptions in the record suggests the firm either operates in a narrow capacity, serves non-public-facing functions, or has limited reporting obligations in the U.S. market.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Adriana Blanco Marquez
Chief Compliance OfficerCRD 7778003
Simon Mark Rafferty
Chief Finance OfficerCRD 7047860
James Stapleton
Chief Risk OfficerCRD 7048134
Contacts
3 of 4William Johnson
Sales TraderCRD 7815170

Yonatan Haile
OperationsCRD 7826875

James Doherty
Principal Operations OfficerCRD 4197747
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 140 E 45th St
- Time zone
- ET (UTC-5)
- Office locations
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