Winterflood Securities US Corporation

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
299110
Registered since
August 20, 2019

Firm profile

FINTRX

Overview

Winterflood Securities US Corporation is recorded as a corporate entity whose ownership is reported to include a foreign entity and an individual. The firm's classification in the dataset is listed as "Unclassified." Available metadata flags that it is not identified as a capital allocator and is not an active ESG investor. It is also not marked as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. FINTRX provides no descriptive entries for the firm's client base, fee schedule, business activities, or advisory services, and the firm has not supplied information about activities and affiliations.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Adriana Blanco Marquez

    Adriana Blanco Marquez

    Chief Compliance OfficerCRD 7778003

  • Simon Mark Rafferty

    Chief Finance OfficerCRD 7047860

  • James Stapleton

    Chief Risk OfficerCRD 7048134

Contacts

3 of 4
  • Janice Parise

    Janice Parise

    FinOpCRD 2338583

  • James Doherty

    James Doherty

    Principal Operations OfficerCRD 4197747

  • William Johnson

    William Johnson

    Sales TraderCRD 7815170

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
140 E 45th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth