WILLIS SECURITIES, INC.

Broker-DealerFINRA MemberEst. 2002
Total AUM
Accounts
0
Employees
2
Advisory reps
15
Brokerage reps
2
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
116605
Registered since
March 15, 2002
Fee structure
Other

Firm profile

FINTRX

Overview

Willis Securities, Inc. operates as a corporation and is classified as an investment bank. Established in 2002, the firm functions primarily as a broker-dealer, engaging in various investment activities. The firm does not act as a capital allocator and is not involved in pension consulting. Willis Securities, Inc. does not actively pursue ESG investments and is not recognized as a multi-state adviser. The firm’s client base and fee structure remain unspecified, indicating a focus on tailored services rather than a standardized approach.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • WILLIAM DUBINSKY

    Managing Director, Chief Executive OfficerCRD 3086399

  • RYAN FITZPATRICK

    Chief Operating OfficerCRD 2726698

Contacts

3 of 13
  • Alessia Noboa

    AnalystCRD 7822634

  • Caroline Cassis-Knycz

    DirectorCRD 7564044

  • David Garrelick

    AnalystCRD 7823015

Unlock 10 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
250 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth