WILLIAM MACK & ASSOCIATES INC

RIASEC RegisteredEst. 1992
Total AUM
$1B
Discretionary
$1B
100% of AUM
Avg account
$1.1M
Accounts
952
Employees
22
Advisory reps
15

Firm details

Headquarters
TROY, Michigan
CRD number
107377
Registered since
September 3, 1992
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI74.41%
  • Individuals22.93%
  • Pension & Profit Sharing Plans2.66%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

William Mack & Associates Inc is an independent, privately owned registered investment adviser that has been SEC-registered since 1992. The firm operates as a capital allocator serving both individuals and families as well as institutional clients. Its fee model combines asset-based fees and hourly charges, and its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of third-party advisers. The firm is not identified as an active ESG investor. The company has been recognized in industry coverage, appearing on FA Magazine’s Top RIA Firms list in 2020. It reports an owner-type of Individual and identifies as a corporation for organizational form.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 93%, Exchange Traded Equities 6%, US Government Bonds 1%93%
  • Public Funds/Mutual Funds93%
  • Exchange Traded Equities6%
  • US Government Bonds1%

Owners & executives

2 of 2
  • CHARLES DICKINSON

    Chief Compliance OfficerCRD 1688810

  • FRANK ARVAI

    CEO & Wealth ManagerCRD 4363727

Contacts

3 of 13
  • Jennie Spurlock

    Financial AdvisorCRD 6664949

  • Linda Smith

    Certified Financial PlannerCRD 6765666

  • Brendan Bugenski

    Financial PlannerCRD 8042591

Unlock 10 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 55

Active vs passive

$161M in ETFs

Passive

86%

$139M

Active

12%

$22M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND (VCSH)VanguardPassiveShort Term Bond$31.5M397,35519.51%

Location

Primary office

TROY, MI

OAKLAND

Location

TROY, MI

Headquartered in TROY, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
OAKLAND
Address
1301 W Long Lake Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth