JAY A. Fishman, Ltd

RIASEC RegisteredEst. 1970

Total AUM

$1.3B

Discretionary

$1.3B

100% of AUM

Avg account

$2.3M

Accounts

537

Employees

8

Advisory reps

5

Firm details

Headquarters: Troy, Michigan
CRD number: 105609
Registered since: May 31, 1970
Website: www.jaf-ltd.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI84.13%
Pension & Profit Sharing Plans6.1%
Corporations / Businesses4.46%
Individuals3.17%
Charitable Organizations2.14%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

JAY A. Fishman, Ltd is an independent registered investment adviser that has been SEC-registered since 1970. The firm operates on a percentage-of-assets fee model and serves both individual/family clients and institutional accounts. Its advisory practice centers on discretionary portfolio management for individuals, small businesses, and business or institutional clients. The firm does not identify as a capital allocator, is not an active ESG investor, and is organized as a corporation with individual ownership.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities95%
Cash & Cash Equivalents2%
Other2%
Investment Grade Corp Bonds1%

Contacts

3 of 5

Jay Fishman
President & FounderCRD 5315799
Diane Bedenko
CCOCRD 7242351
Todd Ifkovits
Senior Portfolio ManagerCRD 5839482

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 8

Active vs passive

$13.2M in ETFs

Passive

100%

$13.2M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD SMALL-CAP INDEX FUND (VB)	Vanguard	Passive	Small Blend	$5.4M	17,683	40.64%

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Primary office

Troy, MI

Oakland

Location

Troy, MI

Headquartered in Troy, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area: Detroit-Warren-Ann Arbor, MI
Region: Midwest
County: Oakland
Address: 901 Wilshire Dr
Time zone: ET (UTC-5)
Office locations

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