JAY A. FISHMAN, LTD

RIASEC RegisteredEst. 1970

Total AUM

$1.3B

Discretionary

$1.3B

100% of AUM

Avg account

$2.3M

Accounts

537

Employees

Advisory reps

Firm details

Headquarters: TROY, Michigan
CRD number: 105609
Registered since: May 31, 1970
Website: www.jaf-ltd.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI84.13%
Pension & Profit Sharing Plans6.1%
Corporations / Businesses4.46%
Individuals3.17%
Charitable Organizations2.14%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

JAY A. Fishman, Ltd is a privately owned advisory firm registered with the SEC since 1970. The firm operates as a corporation under individual ownership and manages portfolios for both high-net-worth individuals and family clients as well as institutional and business accounts. Its primary revenue model is fee-based, charging a percentage of assets under management. The firm’s core advisory work centers on discretionary portfolio management for individuals, small businesses and institutional clients. JAY A. Fishman, Ltd reports an equity-first orientation and does not identify as an active ESG investor. It is not positioned as a multi-state adviser, pension consultant, or related adviser and does not act as a capital allocator.