Jay A. Fishman, Ltd
Firm details
- Headquarters
- Troy, Michigan
- CRD number
- 105609
- Registered since
- May 31, 1970
- Website
- www.jaf-ltd.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI84.13%
- Pension & Profit Sharing Plans6.1%
- Corporations / Businesses4.46%
- Individuals3.17%
- Charitable Organizations2.14%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
JAY A. Fishman, Ltd is an independent registered investment adviser that has been registered with the SEC since 1970. The firm operates as a corporation with an individual owner and manages portfolios for both individuals/families and institutional clients. Its advisory work centers on discretionary portfolio management for private clients, small businesses and institutions, and it charges clients on a percentage-of-assets-under-management fee schedule. The firm reports a preference for equity exposure and does not characterize itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Cash & Cash Equivalents2%
- Other2%
- Investment Grade Corp Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 9Active vs passive
$12.7M in ETFs
100%
$12.7M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MORNINGSTAR SMALL-CAP INDEX FUND (VB) | Vanguard | Passive | Small Blend | $5M | 17,511 | 39.08% |
Location
Troy, MI
Oakland
Location
Troy, MI
Headquartered in Troy, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.
- Metro area
- Detroit-Warren-Ann Arbor, MI
- Region
- Midwest
- County
- Oakland
- Address
- 901 Wilshire Dr
- Time zone
- ET (UTC-5)
- Office locations
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